CPE Data Guidelines - Formal Credentials Conferred (Type 5)
General Instructions
This file should include all degrees and formal awards conferred in the previously completed academic year. Each conferred degree or award must be reported as a separate record.
If a student receives multiple degrees during the reporting period, each degree should be reported individually—whether the degrees are:
- At the same level (e.g., a Bachelor of Arts in Chemistry and a Bachelor of Science in Computer Science, both are at the Bachelor level), or
- At different levels (e.g., an associate degree and a baccalaureate degree).
Each record must include the term in which the degree was conferred—fall, spring, or summer.
Applicable to:
- All Institutions
Do not report:
- Degrees or awards conferred in prior academic years, or
- Degrees or awards not yet completed, based on the institution’s academic policy.
For joint or collaborative degrees involving multiple institutions, reporting should reflect the degree-granting status of each participating institution.
For detailed definitions and data element descriptions, refer to Appendix: Degrees and Other Formal Awards Conferred – Terms and Definitions.
File Formats & Field Values
Type 5 |
||||
Start |
Width |
Header Title |
Type |
Definition |
1 |
1 |
Form - 5 |
Alphabetic |
Indicates the type of data record. Must be the first field in every detail record. Enter 5 for records. Cannot be blank |
2 |
5 |
Date Conferred |
Numeric |
Report the date of receipt of degree, certificate, or diploma for graduates whose
date of completion of degree, certificate, or diploma requirements and date of receipt
of degree, certificate, or diploma differ. |
7 |
8 |
Institution ID |
Numeric (8 digits) |
Your institution’s 8-digit FICE code. Must include all leading or trailing 0s if applicable and cannot be blank. Refer to Table 1 for FICE codes. |
15 |
9 |
Social Security Number |
Numeric |
Enter the student’s Social Security Number or another valid identification number. The number must not start with "9", contain all the same digit (e.g., 111111111), or be all zeros (e.g., 000000000). If an SSN is not available, enter the institutional ID, SEVIS, or ITIN. Do not leave this field blank. Use the same ID as previously submitted. If an SSN becomes available later, notify CPE to update the records. |
24 |
1 |
ID Type |
Numeric |
Indicates the type of ID entered in columns 10–18: · Enter 1 for a valid Social Security Number (SSN) · Enter 2 for other IDs (e.g., institutional ID, SEVIS, ITIN) |
25 |
25 |
Last Name |
Alphanumeric |
Enter the student’s last name. The field cannot be blank or contain only spaces. Must be left justify. Allowed characters: letters, spaces, periods (.), apostrophes (’), and hyphens (-). Ensure accurate spelling and consistency with previously submitted records. |
50 |
15 |
First Name |
Alphanumeric |
Enter the student’s first name. See Student Last Name for formatting guidelines. |
65 |
8 |
Date of Birth |
Date |
Report the student’s full date of birth using the MMDDYYYY format (e.g., 05152001 for May 15, 2001). · The date must be a valid calendar date. · It must be after January 1, 1900 · Cannot be a future date. Ensure the date is consistent with previously submitted records. |
73 |
1 |
Gender |
Alphabetic |
Student’s Gender: |
74 |
1 |
Race/Ethnicity |
Numeric |
Student’s Race or Ethnicity |
75 |
1 |
Residency Status |
Alphabetic |
Indicate the student’s residence status for the reporting term. Use the appropriate code as defined in Table 3. |
76 |
2 |
State of Origin |
Numeric |
Report the 2-digit FIPS code for the student’s state of state of origin. Use official FIPS state codes — see Table 4 for valid codes. If the state is unknown, leave the field blank. If the student’s state of origin is something other than Kentucky, report the county of origin (if available) using the FIPS codes found at United States Census 2021 Population Estimates FIPS Codes. If the out-of-state county is not available, report 000 and the county will be determined based on the zip code reported |
78 |
3 |
County of Origin |
Numeric |
Report the 3-digit FIPS code (Table 4) representing the student’s county of origin. Use official FIPS codes for Kentucky counties. If the county is unknown, leave the field blank. If the student’s state of origin is something other than Kentucky, report the county of origin (if available) using the FIPS codes found at United States Census 2021 Population Estimates FIPS Codes
|
81 |
2 |
Reciprocity State |
Numeric |
For students with residency code B (reciprocity) as reported in column 70, residency status, report the reciprocity state using the 2-digit FIPS state code. |
83 |
3 |
Reciprocity County |
Numeric |
For students with residency code B (reciprocity) as reported in column 70, residency status, the reciprocity county using the 3-digit FIPS county code. |
86 |
2 |
Degree Level |
Alphabetic |
Each record must include a degree level code that corresponds to the credential awarded to the student. This code identifies whether
the award is an associate, bachelor’s, graduate degree, diploma, or certificate, and
the scope of credit hours completed. |
88 |
15 |
Degree Conferred |
Alphabetic |
Report the specific degree being conferred; for example, BA, BS, AA, AAS. Degree codes must be consistent with degree designations in each institution’s program inventory. Left justify. |
103 |
8 |
Declared First Major Prefix |
Alphabetic |
Declared First Major Prefix · N = Post-doctoral or nondegree students · U = Undeclared undergraduates or unknown level · F = KCTCS nondegree students in workforce training (enrollment only) |
111 |
8 |
Declared Second Major Prefix |
Alphabetic |
Report the appropriate major or program prefix code from the program inventory. See Declared First Major Prefix for guidelines. |
119 |
1 |
Multi-Institutional Program First Major |
Alphabetic |
Indicate if the program is a joint or collaborative program involving resource sharing among multiple institutions or organizations. · All participating institutions must share responsibility for program delivery, quality, enrollment, degree conferral, financial aid, student services, and general management. · A formal agreement must be submitted to the CPE for recognition on the CPE’s Registry of Degree Programs. · Enter "X" if the program is collaborative; leave blank if not. |
120 |
3 |
Earned Credit Hours at Time of Degree |
Alphanumeric |
Report the cumulative semester credit hours accepted from all prior institutions in columns 82-84. If hours are unknown at reporting time, use "XXX". If the student is pursuing a second degree at the same level, report "TBD" (baccalaureate) or "TAD" (associate). Round decimals to the nearest whole number (less than .50 rounds down). If no credit is accepted, report "000". Leave blank for first-time and continuing students. |
123 |
10 |
Student’s Institutional ID |
Numeric |
· Your institution’s unique ID for the student. Required if SSN is blank. Do not include periods (.), apostrophes (’), hyphens (-), or underscores (_). |
133 |
1 |
Hispanic or Latino |
Alphabetic |
Enter “Y” if the student is of Cuban, Mexican, Puerto Rican, South or Central American, or other Spanish culture or origin (regardless of race); otherwise, enter “N”. |
134 |
1 |
American Indian or Alaskan Native |
Alphabetic |
“Y” if the student has origins in the original peoples of North/South America (including Central America) and maintains tribal or community affiliation; otherwise, “N”. |
135 |
1 |
Asian |
Alphabetic |
“Y” if the student has origins in the original peoples of the Far East, Southeast Asia, or the Indian subcontinent (e.g., China, India, Japan, Korea, Vietnam, etc.); otherwise, “N”. |
136 |
1 |
Black or African American |
Alphabetic |
“Y” if the student has origins in any of the Black racial groups of Africa; otherwise, “N”. |
137 |
1 |
Native Hawaiian or Other Pacific Islander |
Alphabetic |
Enter “Y” if the student has origins in the original peoples of Hawaii, Guam, Samoa, or other Pacific Islands; otherwise, enter “N”. |
138 |
1 |
White |
Alphabetic |
Enter “Y” if the student has origins in the original peoples of Europe, the Middle East, or North Africa; otherwise, enter “N”. |
139 |
1 |
Nonresident |
Alphabetic |
Enter “Y” if the student is a non-U.S. citizen on a visa or temporary status without
the right to remain permanently; otherwise, enter “N”. |
140 |
1 |
Race and Ethnicity Unknown |
Alphabetic |
Enter “Y” if the student did not select a racial or ethnic designation; otherwise, enter “N”. |
141 |
1 |
Project Graduate |
Alphabetic |
Enter “Y” if the student is enrolled in the Project Graduate program (supporting returning adults completing a degree); otherwise, enter “N”. |
142 |
6 |
Academic Year |
Numeric |
Enter the full academic year for the data being submitted. Format as a six-digit number:
the first four digits represent the starting year, and the last two digits represent
the ending year. |
148 |
15 |
Middle Name |
Alphanumeric |
Enter the student’s middle name. Must be left justify. Allowed characters: letters, spaces, periods (.), apostrophes (’), and hyphens (-). |
163 |
5 |
Name Suffix |
Alphanumeric |
Enter the student’s name suffix (e.g., Jr., II, III). A period may be included. Can be blank and must be left justify. |
168 |
1 |
Military Relationship |
Alphabetic |
Report the student’s Military Relationship using one of the following codes: · A = Active military (currently serving in National Guard, Reserves, or Active Duty) · V = Military veteran (formerly served, not dishonorably discharged) · R = Military-connected (spouse, parent, or guardian serves, or student is eligible for military education benefits) Leave blank if none apply. |
169 |
1 |
Tuition Waiver |
Alphabetic |
Enter “Y” if the student received a tuition waiver due to being adopted or in foster care; otherwise, enter “N”. This data is used for annual reporting to the Legislative Research Commission (LRC) by November 30, as required by KRS 164.2847 |
170 |
6 |
First Major Program ID |
Alphanumeric |
Report the First Major Program ID for the student’s declared major, matching the institution’s program inventory. If institutional policy does not allow the student to declare a major, use the undeclared prefix (U) and leave this field blank. For selective admissions or limited enrollment programs, report the Program ID of the declared major. |
176 |
6 |
Second Major Program ID |
Alphanumeric |
Report the second major program ID for the student’s second declared major, matching the institution’s degree program inventory See First Major Program ID for guidelines. |
182 |
1 |
Teacher Prep |
Alphabetic |
Enter “Y” if the class meets Education Professional Standards Board (EPSB) standards for teacher certification; otherwise, enter “N”. |
Metric Validations
Total Degree Awarded
Definition: Total count of all degrees awarded, based on Type 5 degree submissions.
Logic: Count every record in the Type 5 file, regardless of degree level or student flags.
SQL:
SELECT
metric_line_code = 'TOT_DEGREES_SEC1_9B',
fice,
inst_description,
Metric_Value = COUNT(*)
FROM #TempDeg9B
GROUP BY inst_description, fice;
Baccalaureate Degrees in STEMH (Non-KCTCS Only)
Definition: Total number of baccalaureate degrees awarded where the student’s major is in a STEMH field.
Logic: Non-KCTCS institutions only (@inst != 'KCTCS') and Level_degree = 'B' and STEMH = 'Y'
STEMH Flag Logic:
STEMH = 'Y'
WHERE LEFT(a.major_1,2) IN ('14','26','27','40','51')
OR LEFT(a.major_2,2) IN ('14','26','27','40','51')
Metric SQL:
SELECT
metric_line_code = 'BAC_STEMH_DEGREES_SEC1_9B',
fice,
inst_description,
Metric_Value = COUNT(*)
FROM #TempDeg9B A
WHERE @inst != 'KCTCS'
AND Level_degree = 'B'
AND STEMH = 'Y'
GROUP BY inst_description, fice;
Graduate-Level Degrees (Non-KCTCS Only)
Definition: Total number of degrees awarded at the graduate level.
Logic: Non-KCTCS institutions only. Degree level is converted to "Graduate" using the following mapping:
- Graduate Levels = ('08', 'M', '10', 'S', '11', 'D', '12', 'P', 'O')
Metric SQL:
SELECT
metric_line_code = 'GRAD_DEGRESS_SEC1_9B',
fice,
inst_description,
Metric_Value = COUNT(*)
FROM #TempDeg9B A
WHERE @inst != 'KCTCS'
AND Level_degree = 'Graduate'
GROUP BY inst_description, fice;
STEMH Credentials Awarded (2-Year (KCCTS) Only)
Definition: Definition:
Number of credentials awarded in STEMH fields at KCTCS institutions.
Logic:
Only for @inst = 'KCTCS'. STEMH must be flagged as 'Y'.
Metric SQL:
SELECT
metric_line_code = 'STEMH_CRED_SEC2_9B',
fice,
inst_description,
Metric_Value = COUNT(*)
FROM #TempDeg9B A
WHERE @inst = 'KCTCS'
AND STEMH = 'Y'
GROUP BY inst_description, fice;
Underprepared Students (2-Year (KCCTS) Only)
Definition: Credentials awarded to students flagged as underprepared based on academic indicators.
Logic: Only for @inst = 'KCTCS'. Flag set based on entrance assessment or override:
- Underprepared =
CASE
WHEN b.Underprepared IS NULL THEN 'Prepared'
WHEN a.inst_id IN ('002018326', '002415562') THEN 'Excluded'
ELSE b.Underprepared
END
Metric SQL:
SELECT
metric_line_code = 'UNDERPREPARED_SEC2_9B',
fice,
inst_description,
Metric_Value = COUNT(*)
FROM #TempDeg9B A
WHERE @inst = 'KCTCS'
AND Underprepared = 'Y'
GROUP BY inst_description, fice;
Total Targeted Industry Credentials (2-Year (KCCTS) Only)
Definition: Credentials awarded in programs aligned with Kentucky's identified Targeted Industries.
Logic: Only for @inst = 'KCTCS'. Credential must have TargetedIndustry = 'Y'.
Metric SQL:
SELECT
metric_line_code = 'TARG_INDS_SEC2_9B',
fice,
inst_description,
Metric_Value = COUNT(*)
FROM #TempDeg9B A
WHERE @inst = 'KCTCS'
AND TargetedIndustry = 'Y'
GROUP BY inst_description, fice;
Last Updated: 6/17/2025